Exam Part 1 of 4

Please answer all questions, then click Continue to Part 2.

Timing policy: 25 minutes total from starting Part 1.

Full Name *
Email Address *
Organization *
1) Which best describes a compliance program?	A. A marketing initiative B. A system to ensure adherence to laws, regulations, and policies C. A fundraising strategy D. A recruitment tool
2) The compliance officer’s role includes:	A. Establishing and monitoring internal controls B. Hiring only executives C. Writing press releases D. Managing cafeteria services
3) Which risk assessment output is most useful for prioritization?	A. A heat map of likelihood vs impact B. A staff birthday list C. A marketing conversion chart D. An org chart
4) Describe two elements of an effective compliance training program. *
5) A hotline for reporting concerns should be:	A. Optional and unmonitored B. Anonymous/Confidential, accessible, and documented C. Available only to management D. Publicly posted on social media