Exam Part 2 of 4

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Important: Please complete and submit Part 1 before this section.

6) Which is a key component of an effective compliance program?	A. Tone at the top B. Sales incentives only C. Unlimited gifts D. No documentation
7) A conflict of interest policy should:	A. Be informal B. Require disclosure and management C. Be ignored for executives D. Encourage vendor kickbacks
8) Third-party due diligence helps:	A. Reduce vendor-related risks B. Increase marketing reach C. Replace internal audit D. Eliminate procurement
9) Describe a simple process for investigating compliance allegations (intake → triage → investigation → outcome). *
10) A Code of Conduct should:	A. Be vague B. Clearly state expected behaviors and reporting channels C. Only address executives D. Focus on sales goals

Please answer all questions, then click Continue to Part 3.