Exam Part 4 of 4

Please answer all questions and submit this final part. You’ll receive your result and Exam Reference Number by email within 4 hours.

16) An effective compliance program includes:	A. Policies & procedures B. Training & communication C. Monitoring & enforcement D. All of the above
17) Describe steps to remediate a significant compliance breach (containment → root cause → corrective actions → monitoring). *
18) Data privacy relates to:	A. Access to the person B. Access to data C. Sales conversions D. Branding
19) Explain how you would structure an annual compliance plan (priorities, activities, owners, timeline, KPIs). *
20) The primary obligation of a compliance function is to:	A. Avoid enforcement B. Enable adherence to applicable requirements and ethical conduct C. Increase sales D. Manage payroll